Implementing Financial Regulation

Theory and Practice

Joanna Gray, Jenny Hamilton - Collection Wiley Finance

288 pages, parution le 18/04/2006

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Résumé

Now that the Financial Services and Markets Act 2000 has had a chance to bed itself down and the Financial Services Authority (FSA) is developing its new regulatory toolkit and modus operandi, financial regulation has moved on in interesting directions. This book takes a critical look at the principles and practices behind this regulation, as well as the theory that is involved.

This book goes further than a description of the laws that are currently out there, by analysing the impact and implications of the new financial regulations, making it a 'must-read' for law, finance and accounting practitioners. Coverage includes: Regulation and compliance; disclosure risk and regulation and stakeholders in financial regulation.

Sommaire

Regulation in context
Aligning risk and regulation: FSA's risk-based operating framework
Regulation within the regulated firm: legislation and rules
Senior management regulation: evidence and practice since N2
The wider regulatory and legal context for senior management
Regulation and the emergence of the financial citizen
An illustrated critique of meta regulation and concluding comments

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Caractéristiques techniques

	PAPIER
Éditeur(s)	Wiley
Auteur(s)	Joanna Gray, Jenny Hamilton
Collection	Wiley Finance
Parution	18/04/2006
Nb. de pages	288
Format	16 x 24
Couverture	Relié
Poids	540g
Intérieur	Noir et Blanc
EAN13	9780470869291
ISBN13	978-0-470-86929-1