Manager's Guide to Compliance

Sarbanes-Oxley, COSO, ERM, COBIT, IFRS, BASEL II, OMB A-123, ASX 10, OECD Principles, Turnbull Guidance, Best Practices, and Case Studies

Anthony Tarantino

336 pages, parution le 28/06/2006

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Résumé

A Wall Street Journal/Harris poll revealed that two thirds of investors express doubts in the ability of corporate boards of directors to provide effective oversight. In the shadow of recent global scandals involving businesses such as Parmalat and WorldCom, Manager's Guide to Compliance: Best Practices and Case Studies is essential reading for you, whether your organization is a major corporation or a small business.

This timely handbook places U.S. and global regulatory information, as well as critical compliance guidance, in an easy-to-access format and helps you make sense of all the complex issues connected with fraud and compliance.

L'auteur - Anthony Tarantino

Anthony G. Tarantino, PhD, has thirty years of business management experience, is the author of over a dozen published articles and white papers on compliance, and is a frequent speaker to professional associations. He held a CPM and CPIM designation for twenty years and is preparing for his black belt in Six Sigma. He has led over a dozen compliance initiatives including designing and implementing compliance software tools, leading internal audit, conducting 404 readinesses, and implementing internal controls best practices for U.S., European,and Asian companies.

Sommaire

U.S. SOX Section 401: Off-Balance Sheet Arrangements.
U.S. SOX Section 404: Internal Controls.
U.S. SOX Section 406: Code of Ethics.
U.S. SOX Section 409: Real-Time Reporting of Material Changes.
U.S. SOX Impact on Privately Held Companies and Nonprofits.
U.S. SOX Impact on Small U.S. Companies.
U.S. SOX Impact on Foreign Companies.
U.S. Government's Version of U.S. SOX: OMB Circular A-123.
U.S. Healthcare Efforts to Improve Internal Controls: U.S. HIPAA.
Bankers' and Insurers' Efforts to Improve Internal Controls.
Australia, Canada, and UK Efforts to Improve Internal Controls.
EU Efforts to Improve Internal Controls: OECD Principles.
Global GAAP (IFRS) and Global Reporting Language (XBRL).
Compliance and Internal Controls Impact on Outsourcing.
Civil and Criminal Penalties for Noncompliance.
Business Penalties for Noncompliance: A Material Weakness.
Revenue Recognition Requirements: U.S. SAB 101 and 104.
Data Retention Requirements.
Compliance and Internal Control Software.
Auditing Internal Controls.
Best Practices in Internal Controls: Enterprise Risk Management.
Best Practices in Internal Controls: IT Risk Management & SDLC (NIST 800-30).
Best Practices in Internal Controls: Mapping COBIT to COSO I, COSO II, & PCAOB.
Best Practices in Internal Controls: COBIT IT Control Objectives.
Best Practices in Compliance and Internal Controls: ASX 10 Principles.
Best Practices in Internal Controls: Segregation of Duties (SOD).
Best Practices in Internal Controls: Case Studies.
Best Practices in Compliance Project Management.
Best Practices in Governance and Ethics.
Costs versus Benefits and the Business Reaction.
Appendix A: Frequently Asked P2P Questions.
Appendix B: Links to Referenced Organizations and Documents.

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Caractéristiques techniques

	PAPIER
Éditeur(s)	Wiley
Auteur(s)	Anthony Tarantino
Parution	28/06/2006
Nb. de pages	336
Format	16 x 24,5
Couverture	Relié
Poids	615g
Intérieur	Noir et Blanc
EAN13	9780471792574
ISBN13	978-0-471-79257-4