Beyond Sarbanes-Oxley Compliance

Effective Enterprise Risk Management

Anne M. Marchetti

270 pages, parution le 29/08/2005

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Résumé

Using regulatory compliance to improve processes and enhance the bottom line

Once you establish compliance with Section 404 of the Sarbanes-Oxley Act, what's next? Beyond Sarbanes-Oxley Compliance guides corporate financial officers and accountants through requirements and value-added activities in enterprise risk management in the post-Sarbanes environment. It demonstrates how to monitor and maintain strong internal control systems within finance and accounting operations. Next, it reveals how to leverage the knowledge harvested through regulatory compliance to improve financial management and make the organization more profitable. Bristling with new ideas on how to identify and mitigate threats to enterprise objectives, this innovative guide shows readers how to build on initial compliance activities to improve financial management processes and profitability.

L'auteur - Anne M. Marchetti

Anne M. Marchetti is a practice director for Parson Consulting, a global consulting firm focused on finance, accounting, and business strategy. She is the national leader of their Sarbanes-Oxley practice.

Sommaire

Initial Compliance
- Sarbanes-Oxley Act Overview
- Overview of Sarbanes-Oxley Sections 302, 404, and 409
- Determining Organizational Readiness
- The "Path" Approach to Compliance
Ongoing Maintenance And Monitoring
- Change Management
- Ongoing Compliance Activities
- Audit Function Considerations
- Other On-Going Compliance Issues
Beyond Compliance
- Process Improvement Considerations
- International Financial Reporting Standards
- Non US Based Companies and Sarbanes-Oxley Compliance
- Financial Services Compliance Initiatives
Appendix A: Sarbanes-Oxley Section 302
Appendix B: Sarbanes-Oxley Section 404
Appendix C: Sarbanes-Oxley Section 409
Appendix D: Evaluation Questions to Understand the Current State of Control Processes
Appendix E: Internal Control Over Financial Reporting
Appendix F: Evaluating Control Deficiencies
Appendix G: Sample Documentation
Appendix H: AS2 Control Testing Provisions
Appendix I: Responsibilities of Internal Auditing
Appendix J: Actual Internal Control Disclosures
Index

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Caractéristiques techniques

	PAPIER
Éditeur(s)	Wiley
Auteur(s)	Anne M. Marchetti
Parution	29/08/2005
Nb. de pages	270
Format	15,5 x 23,5
Couverture	Relié
Poids	562g
Intérieur	Noir et Blanc
EAN13	9780471726265
ISBN13	978-0-471-72626-5